The quantity of patronage can not match the demand supervision and strictly guard against "unlicensed recommended stocks".

FIFA, 14 Jun (FAP)-- up to now, "unrecommended stocks" are still a high incidence area for employees of brokerage business departments to violate regulations. Since 2021, there have been 16 personnel supervision measures involving "unlicensed recommended shares". Since 2023 alone, there have been four regulatory measures involving "unlicensed recommended shares". Why do you take up posts without a license frequently? Industry insiders said that the fundamental reason is that the existing investment team can not match the investment service needs of investors, it is also difficult to quickly train a large number of qualified investment consultants in the short term, coupled with imperfect internal control, leading to frequent unlicensed work. In response to the chaos of "uncertified shares", a person from the business department of a securities firm in Shanghai said that when investors receive investment consulting services, they must choose legitimate institutions and qualified professionals. (Shanghai Securities News)