Securities Regulatory Commission issues legislative work plan for 2023

FIFA, April 14 (FIFA)-in order to further do a good job in legislative work such as securities and futures supervision rules and regulations in 2023, improve the legal implementation standard system of securities and futures supervision, strengthen the construction of the market basic system, and promote the long-term, stable and healthy development of the capital market in accordance with the law, the Securities Regulatory Commission recently formulated a legislative work plan for 2023, making overall arrangements for the legislative work for the whole year. First, standardize the behavior of market subjects and maintain the stable and healthy development of the capital market. Among them, there are five key projects to be promulgated this year, including: the formulation of the measures for the Administration of Business qualifications of Securities companies, the measures for the Management of Investment Consulting Business of Securities funds, and the measures for the Management of Independent Directors of listed companies; the measures for the Administration of Stock options Trading pilot and the measures for the Administration of Information Technology of Securities Fund operating institutions shall be revised. There are five projects that need to be studied and introduced, including: the formulation of the interim measures for the Supervision and Administration of Information Technology system Services in the Securities and Futures Industry and the measures for the delisting of listed companies; revise the interim measures for the Supervision and Administration of Private Investment funds, the measures for the Administration of Information Disclosure of listed companies, and the measures for the Administration of Equity incentives of listed companies. The second is to implement the relevant requirements of the Futures and Derivatives Law and do a good job in the convergence of the legal system, including three key projects to be promulgated this year, that is, to revise the measures for the Administration of Futures employees, the measures for the Supervision and Administration of Futures companies, and the measures for the Administration of Futures exchanges. In addition to the above-mentioned regulations and items, in 2023, the CSRC will also cooperate with the relevant departments of the State Council to do a good job in the formulation and revision of administrative regulations such as the regulations on the Supervision and Administration of listed companies and the regulations on the Supervision and Administration of Securities companies, actively promote the legislative work of the regulations on the Administration of Real Estate Investment Trust funds, and cooperate with relevant judicial organs to formulate and revise relevant judicial interpretations in the field of securities and futures.